| Unit | NISM SORM Syllabus | Weight(in %) |
|---|---|---|
| 1 | Introduction to Securities Markets | 5 |
| 2 | Market Participants in the Securities Markets | 10 |
| 3 | Introduction to Securities Broking Operations | 20 |
| 4 | Risk Management | 15 |
| 5 | Clearing Process | 15 |
| 6 | Settlement Process | 15 |
| 7 | Investor Grievances and Arbitration | 10 |
| 8 | Other Services Provided by Brokers | 10 |
| DURATION | NO. OF QUESTIONS | MAXIMUM MARKS | PASS MARK | NEGATIVE MARK | CERTIFICATE VALIDITY | EXAM FEES |
| 120 Minutes | 100 | 100 | 50 | 25% FOR WRONG ANSWERS | 3 Years | Rs 1500/- |